以下为句子列表:
英文: Any employee of a stock exchange or securities company or any member of a securities association or department for securities administration who deliberately provides false information or forges, alters or destroys transaction records in order to cajole i
中文: 证券交易所、证券公司的从业人员,证券业协会或者证券管理部门的工作人员,故意提供虚假信息或者伪造、变造、销毁交易记录,诱骗投资者买卖证券,造成严重后果的,处五年以下有期徒刑或者拘役,并处或者单处一万元以上十万元以下罚金;情节特别恶劣的,处五年以上十年以下有期徒刑,并处二万元以上二十万元以下罚金。
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英文: Article 217 Where a securities company fails to start its business within 3 months after establishment without any justifiable reason, or suspends its business for a consecutive 3 months, the organ in charge of corporation registration shall revoke the bu
中文: 第二百一十七条证券公司成立后,无正当理由超过三个月未开始营业的,或者开业后自行停业连续三个月以上的,由公司登记机关吊销其公司营业执照。
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英文: Article 221 Where a securities company submits any false document of certification or adopts any other fraudulent means to conceal any major fact so as to cheat for the securities business license or a securities company has any severe irregularity in the
中文: 第二百二十一条提交虚假证明文件或者采取其他欺诈手段隐瞒重要事实骗取证券业务许可的,或者证券公司在证券交易中有严重违法行为,不再具备经营资格的,由证券监督管理机构撤销证券业务许可。
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英文: Article 27: The listed company shall appoint, in accordance with the relevant provisions of the stock exchange and securities depository and clearance institution, a securities company qualified to engage in securities brokering to handle matters relating
中文: 第二十七条上市公司应当按照证券交易所和证券登记结算机构的相关规定,委托具有从事证券经纪业务资格的证券公司负责办理回购股份的相关事宜。
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英文: Commission underwriting refers to the method whereby a securities company undertakes to sell securities on behalf of the issuer and return all unsold securities to the issuer at the end of the underwriting period.
中文: 证券代销是指证券公司代发行人发售证券,在承销期结束时,将未售出的证券全部退还给发行人的承销方式。
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